All Banks, building societies and investment firms
- Subject matter, scope and definitions - Capital Requirements Regulation (EU) No 575/2013 (Part One, Title I)
International banks
- International banks: The PRA’s approach to branch and subsidiary supervision (SS5/21)
Investment firms:
- Designation of investment firms for prudential supervision by the PRA (Statement of Policy)
- Notifications by and to applicant and authorised investment firms - Commission Implementing Regulation (EU) 2017/1945, as amended, including by the Technical Standards - (Markets In Financial Instruments Directive) (EU Exit) (No.2) Instrument 2019, Annex B
- Exhaustive list of information to be included by proposed acquirers in the notification of a proposed acquisition of a qualifying holding in an investment firm - Commission Delegated Regulation (EU) 2017/1946, as amended, including by the Technical Standards (Markets In Financial Instruments Directive) (EU Exit) (No.2) Instrument 2019, Annex C
- Guidelines on certain aspects of the MiFID II suitability requirements (ESMA 35-43-1163)
New and Growing Banks:
- The Prudential Regulation Authority’s approach to new and growing banks (SS3/21)
Building Societies:
- Building Societies Act 1986
- Exercising certain functions under the Building Societies Act 1986 (SS19/15)
Systemically Important Institutions:
- O-SII Identification – The Capital Requirements (Capital Buffers and Macro-prudential Measures) Regulations 2014 (Part 5)
- The PRA’s approach to identifying other systemically important institutions (O-SIIs) (Statement of Policy)
- G-SII Identification – PRA Standards Instrument: The Technical Standards (Specification of the methodology for the identification of G-SIIs) Instrument 2023, amending Commission Delegated Regulation (EU) No 1222/2014.
Small Domestic Deposit Takers (SDDTs)
PRA Rules
Statements of Policy
- Operating the Small Domestic Deposit Takers (SDDT) regime (Statement of Policy)
Guidelines originally issued by European Supervisory Authorities should be read in conjunction with "Interpretation of EU Guidelines and Recommendations: Bank of England and PRA approach after the UK’s withdrawal from the EU" (Statement of Policy)
Interim Capital Regime (ICR) firms
PRA Rules and Modifications by Consent
- SDDT Regime – General Application (Interim Capital Regime)
- Interim Capital Regime for a UK bank or building society (Modification by Consent)
- Interim Capital Regime for a CRR consolidation entity (Modification by Consent)
Statement of Policy
- Operating the Interim Capital Regime (ICR) regime (Statement of Policy)
This page was last updated 03 December 2024