Transitional Provisions and Schedules

PRIN TP 1

Transitional provisions

PRIN TP 1.1

PRIN Sch 1

Record Keeping Requirements

PRIN Sch 1.1

See Notes

handbook-guidance

PRIN Sch 2

Notification requirements

PRIN Sch 2.1

See Notes

handbook-guidance

PRIN Sch 2.2

See Notes

handbook-guidance

PRIN Sch 3

Fees and other required payments

PRIN Sch 3.1

See Notes

handbook-guidance

PRIN Sch 4

Powers Exercised

PRIN Sch 4.1

See Notes

handbook-guidance

PRIN Sch 4.2

See Notes

handbook-guidance

PRIN Sch 5

Rights of action for damages

PRIN Sch 5.1

See Notes

handbook-guidance

PRIN Sch 5.2

See Notes

handbook-guidance

PRIN Sch 5.3

See Notes

handbook-guidance

PRIN Sch 5.4

See Notes

handbook-guidance

PRIN Sch 6

Rules that can be waived

PRIN Sch 6.1

See Notes

handbook-guidance
As a result of regulation 10 of the Regulatory Reform (Financial Services and Markets Act 2000) Order 2007 (SI 2007/1973) the FSA has power to waive all its rules, other than rules made under section 247 (Trust scheme rules) or section 248 (Scheme particulars rules) of the Act. However, if the rules incorporate requirements laid down in European directives, it will not be possible for the FSA to grant a waiver that would be incompatible with the United Kingdom's responsibilities under those directives.