ML 8
Sole traders and authorised professional firms
ML 8.1
Application of this sourcebook
- 01/12/2004
Sole traders
ML 8.1.1
See Notes
The only provisions of this sourcebook which apply to a sole trader with no employees are those specified in ML 8.1.2 R.
- 01/12/2001
ML 8.1.2
See Notes
Application to certain sole traders (see ML 8.1.1 R)
| Chapter | Subject matter | Parts applicable to a sole trader with no employees | |
| ML 1 | Application and purpose | The whole chapter | |
| ML 2 | The general money laundering duties | The whole chapter | |
| ML 3 | Identification of the client | The whole chapter | |
| ML 4 | Reporting | Only ML 4.3.4 R applies | |
| ML 5 | Findings of deficiencies | The whole chapter | |
| ML 6 | Awareness and training | The whole chapter except ML 6.2.1 R (2) | |
| ML 7 | The MLRO and other arrangements | Only | |
| ML 7.2 | ML 7.3 | ||
| Except ML 7.2.2 E (1)(a) and ML 7.2.2 E (1)(b) and ML 7.2.2 E (2) | Except ML 7.3.2 R (1)(d) and ML 7.3.2 R (1)(e) | ||
| ML 8 | Sole traders and authorised professional firms | The whole chapter | |
- 01/12/2001
Authorised professional firms
ML 8.1.3
See Notes
This sourcebook does not apply to authorised professional firms when carrying on non-mainstream regulated activities.
- 01/12/2001