Transitional Provisions and Schedules
COAF TP 1
Transitional Provisions
COAF TP 1.2
| (1) | (2) Material provision to which transitional provision applies | (3) | (4) Transitional provision | (5) Transitional provision: dates in force | (6) Handbook provision: coming into force |
| 1 | Every provision in COAF | G | The FSA and the Complaints Commissioner will continue to treat complaints received before 1 October 2004 in accordance with COAF as in force before amendment by the Complaints Against the FSA Scheme (Amendment) Instrument 2004. | From 1 October 2004 for eighteen months | 3 September 2001 |
- 01/12/2004
COAF Sch 1
Record keeping requirements
- 01/12/2004
COAF Sch 1.1
See Notes
| There are no record keeping requirements in COAF. |
- 01/12/2004
COAF Sch 2
Notification requirements
- 01/12/2004
COAF Sch 2.1
See Notes
| There are no notification requirements in COAF. |
- 01/12/2004
COAF Sch 3
Fees and other required payments
- 01/12/2004
COAF Sch 3.1
See Notes
| There are no requirements for fees or other payments in COAF. |
- 01/12/2004
COAF Sch 4
Powers exercised
- 01/12/2004
COAF Sch 4.1
See Notes
| The following powers and related provisions in or under the Act have been exercised by the FSA to make the Complaints against the FSA Scheme: | |
| Section 157(1) (Guidance) | |
| Paragraphs 7 (Arrangements for the investigation of complaints) and 8 (Investigation of complaints) of Schedule 1 (The Financial Services Authority) to the Act | |
| Article 2(2) (Appointed days) of the Financial Services and Markets Act 2000 (Commencement No. 4 and Transitional Provisions) Order 2001 SI 2001/2364) | |
| Article 18 (Transitional complaints against the Authority etc.) of the Financial Services and Markets Act 2000 (Transitional Provisions) (Ombudsman Scheme and Complaints Scheme) Order 2001 (SI 2001/2326) | |
- 06/10/2009
COAF Sch 5
Rights of action for damages
- 01/12/2004
COAF Sch 6
Rules that can be waived
- 01/12/2004