Term
Definition
Letter: A
absolute FX exposure limit
- 01/12/2004
accepted channel for dissemination of information
- 01/12/2004
accepting deposits
- 01/12/2004
accident
- 01/12/2004
accounting reference date
- 01/12/2004
accrual interval
- 01/12/2004
accumulation share
- 01/12/2004
accumulation unit
- 01/12/2004
- 01/12/2004
- 01/12/2004
acting as the depositary or sole director of an open-ended investment company
- 01/12/2004
acting as trustee of an authorised unit trust scheme
- 01/12/2004
actuarial body
- 01/12/2004
actuarial health insurance
- 01/12/2004
actuary
- 01/12/2004
actuating purpose
- 01/12/2004
additional voluntary contribution
- 01/12/2004
administering a regulated lifetime mortgage contract
- 01/12/2004
administering a regulated mortgage contract
- 01/12/2004
administrative functions
- 01/12/2004
admissible asset
- 01/12/2004
admission to trading
- 01/12/2004
adviser
- 01/12/2004
adviser on syndicate participation at Lloyd's function
- 01/12/2004
advising on investments
- 01/12/2004
advising on investments (except pension transfers and pension opt-outs)
- 01/12/2004
advising on pension transfers and pension opt-outs
- 01/12/2004
advising on regulated mortgage contracts
- 01/12/2004
advising on syndicate participation at Lloyd's
- 01/12/2004
affected person
- 01/12/2004
affiliated company
- 01/12/2004
agreeing to carry on a regulated activity
- 01/12/2004
aircraft
- 01/12/2004
aircraft liability
- 01/12/2004
allocation period
- 01/12/2004
alternative trading system
- 01/12/2004
ancillary action
- 01/12/2004
ancillary activity
- 01/12/2004
ancillary banking services undertaking
- 01/12/2004
ancillary insurance services undertaking
- 01/12/2004
ancillary investment services undertaking
- 01/12/2004
announceable information
- 01/12/2004
annual accounting period
- 01/12/2004
annual budget
- 01/12/2004
annual eligible income
- 01/12/2004
annual income allocation date
- 01/12/2004
annual percentage rate
- 01/12/2004
annual report and accounts
- 01/12/2004
APER
- 01/12/2004
applicable provisions
- 01/12/2004
applicable sectoral consolidation rules
- 01/12/2004
applicable sectoral rules
- 01/12/2004
applications day
- 01/12/2004
appointed actuary
- 01/12/2004
appointed actuary function
- 01/12/2004
appointed representative
- 01/12/2004
Appointed Representatives Regulations
- 01/12/2004
apportionment and oversight function
- 01/12/2004
appropriate actuary
- 01/12/2004
appropriate personal pension
- 01/12/2004
appropriate valuer
- 01/12/2004
approve
- 01/12/2004
approved bank
- 01/12/2004
approved collateral
- 01/12/2004
approved counterparty
- 01/12/2004
approved credit institution
- 01/12/2004
approved depositary
- 01/12/2004
approved derivative
- 01/12/2004
approved financial institution
- 01/12/2004
approved immovable
- 01/12/2004
approved mortgage
- 01/12/2004
approved person
- 01/12/2004
approved security
- 01/12/2004
- 01/12/2004
arrangement
- 01/12/2004
arranger
- 01/12/2004
arranging
- 01/12/2004
arranging (bringing about) deals in investments
- 01/12/2004
arranging (bringing about) regulated mortgage contracts
- 01/12/2004
arranging deals in contracts of insurance written at Lloyd's
- 01/12/2004
arranging qualifying credit
- 01/12/2004
arranging safeguarding and administration of assets
- 01/12/2004
arrears
- 01/12/2004
article 9 default
- 01/12/2004
asset identification rules
- 01/12/2004
asset management company
- 01/12/2004
assistance
- 01/12/2004
assisting in the administration and performance of a contract of insurance
- 01/12/2004
associate
- 01/12/2004
associated call option
- 01/12/2004
associated security
- 01/12/2004
- 01/12/2004
ATS operator
- 01/12/2004
AUT
- 01/12/2004
AUTH
- 01/12/2004
authorisation
- 01/12/2004
authorisation order
- 01/12/2004
authorised corporate director
- 01/12/2004
authorised fund manager
- 01/12/2004
authorised person
- 01/12/2004
authorised professional firm
- 01/12/2004
authorised UK representative
- 01/12/2004
authorised unit trust scheme
- 01/12/2004
authorised Voluntary Jurisdiction participant
- 01/12/2004
- 01/12/2004
Letter: B
backwardation
- 01/12/2004
Balancing and Settlement Code
- 01/12/2004
bank
- 01/12/2004
Bank Accounts Directive
- 01/12/2004
bank consolidation rule
- 01/12/2004
banking and investment group
- 01/12/2004
banking conglomerate
- 01/12/2004
Banking Consolidation Directive
- 01/12/2004
Banking Ombudsman scheme
- 01/12/2004
banking sector
- 01/12/2004
base costs
- 01/12/2004
base costs levy
- 01/12/2004
base currency
- 01/12/2004
- 01/12/2004
BCD credit institution
- 01/12/2004
bearer certificate
- 01/12/2004
bearer form
- 01/12/2004
behaviour
- 01/12/2004
bid price
- 01/12/2004
bilateral system
- 01/12/2004
body corporate
- 01/12/2004
bonded investment
- 01/12/2004
borrow back
- 01/12/2004
branch
- 01/12/2004
branded fund
- 01/12/2004
broker
- 01/12/2004
broker fund
- 01/12/2004
broker fund adviser
- 01/12/2004
broker/manager
- 01/12/2004
Building Societies Ombudsman scheme
- 01/12/2004
building society
- 01/12/2004
building society conglomerate
- 01/12/2004
business day
- 01/12/2004
business illustration
- 01/12/2004
business offer document
- 01/12/2004
Business Order
- 01/12/2004
buying
- 01/12/2004
byelaw
- 01/12/2004
Letter: C
CAD bank
- 01/12/2004
cancellation
- 01/12/2004
cancellation rules
- 01/12/2004
candidate
- 01/12/2004
capacity transfer market
- 01/12/2004
capital account
- 01/12/2004
Capital Adequacy Directive
- 01/12/2004
capital at risk
- 01/12/2004
capital property
- 01/12/2004
capital redemption
- 01/12/2004
carrying out contracts of insurance
- 01/12/2004
cash component
- 01/12/2004
cash deposit ISA
- 01/12/2004
cashback
- 01/12/2004
CASS
- 01/12/2004
CAT standards
- 01/12/2004
causing dematerialised instructions to be sent
- 01/12/2004
central assets
- 01/12/2004
Central Fund
- 01/12/2004
certificate representing certain securities
- 01/12/2004
CESR ATS standards
- 01/12/2004
CFTC
- 01/12/2004
charge
- 01/12/2004
chargeable case
- 01/12/2004
chief executive
- 01/12/2004
chief executive function
- 01/12/2004
Chinese wall
- 01/12/2004
CIS
- 01/12/2004
claim
- 01/12/2004
claims handling
- 01/12/2004
claims representative
- 01/12/2004
class
- 01/12/2004
clearing firm
- 01/12/2004
clearing house
- 01/12/2004
client
- 01/12/2004
client agreement
- 01/12/2004
client asset rules
- 01/12/2004
client bank account
- 01/12/2004
client money
- 01/12/2004
Client money distribution rules
- 01/12/2004
client transaction account
- 01/12/2004
close links
- 01/12/2004
close out
- 01/12/2004
close relative
- 01/12/2004
closed
- 01/12/2004
closed into
- 01/12/2004
closing date
- 01/12/2004
COAF
- 01/12/2004
COB
- 01/12/2004
Code of Market Conduct
- 01/12/2004
Code of Practice for Approved Persons
- 01/12/2004
COLL
- 01/12/2004
collateral
- 01/12/2004
collateral rules
- 01/12/2004
collective insurance
- 01/12/2004
collective investment scheme
- 01/12/2004
COLLG
- 01/12/2004
combined initial disclosure document (CIDD)
- 01/12/2004
commencement
- 01/12/2004
- 01/12/2004
commercial customer
- 01/12/2004
commission
- 01/12/2004
commission equivalent (equivalent)
- 01/12/2004
commodity
- 01/12/2004
communicate
- 01/12/2004
Community Co-Insurance Directive
- 01/12/2004
community co-insurance operation
- 01/12/2004
COMP
- 01/12/2004
company
- 01/12/2004
Company Announcements Office
- 01/12/2004
compensation costs
- 01/12/2004
compensation costs levy
- 01/12/2004
compensation scheme
- 01/12/2004
compensation transitionals order
- 01/12/2004
competent authority
- 01/12/2004
complaint
- 01/12/2004
Complaints Commissioner
- 01/12/2004
complaints investigator
- 01/12/2004
complaints scheme
- 01/12/2004
compliance oversight function
- 01/12/2004
Compulsory Jurisdiction
- 01/12/2004
COND
- 01/12/2004
conglomerate capital resources
- 01/12/2004
conglomerate capital resources requirement
- 01/12/2004
connected company
- 01/12/2004
connected person
- 01/12/2004
consent notice
- 01/12/2004
Consolidated Life Directive
- 01/12/2004
consolidated sub-group
(in ELM) (in relation to a person):
(a) that person, and
(b) any financial services undertaking that is a member of its sub-group.
- 01/12/2004
consolidation Article 12(1) relationship
- 01/12/2004
consolidation group
- 01/12/2004
constable
- 01/12/2004
consumer
- 01/12/2004
consumer credit prohibition
- 01/12/2004
consumer e-money card
- 01/12/2004
consumer e-money device
- 01/12/2004
consumer e-money holder
- 01/12/2004
Consumer Panel
- 01/12/2004
contingent liability investment
- 01/12/2004
contract for differences
- 01/12/2004
contract of insurance
- 01/12/2004
contracts of large risks
- 01/12/2004
contractually based investment
- 01/12/2004
contribution group
- 01/12/2004
control
- 01/12/2004
controlled activity
- 01/12/2004
controlled agreement
- 01/12/2004
controlled function
- 01/12/2004
controlled investment
- 01/12/2004
controller
- 01/12/2004
conventional group
- 01/12/2004
coordinator
- 01/12/2004
core investment service
- 01/12/2004
core provision
- 01/12/2004
corporate finance adviser function
- 01/12/2004
corporate finance advisory firm
- 01/12/2004
corporate finance business
- 01/12/2004
corporate finance contact
- 01/12/2004
Council
- 01/12/2004
counterparty
- 01/12/2004
country of origin
- 01/12/2004
covered
- 01/12/2004
CRED
- 01/12/2004
credit
- 01/12/2004
credit institution
- 01/12/2004
credit insurance business
- 01/12/2004
credit union
- 01/12/2004
credit unions day
- 01/12/2004
CREST
- 01/12/2004
cross border services
- 01/12/2004
cross-transaction
- 01/12/2004
CTF
- 01/12/2004
CTF bank account
- 01/12/2004
CTF provider
- 01/12/2004
CTF Regulations
- 01/12/2004
CTF transfer
- 01/12/2004
currency class share
- 01/12/2004
currency class unit
- 01/12/2004
current customer order
- 01/12/2004
custodian
- 01/12/2004
custody
- 01/12/2004
custody asset
- 01/12/2004
custody rules
- 01/12/2004
customer
- 01/12/2004
customer function
- 01/12/2004
customer order
- 01/12/2004
customer trading function
- 01/12/2004
Letter: D
daily e-money outstandings amount
- 01/12/2004
damage to property
- 01/12/2004
date of allotment
- 01/12/2004
day
- 01/12/2004
deal
- 01/12/2004
dealing day
- 01/12/2004
dealing in investments as agent
- 01/12/2004
dealing in investments as principal
- 01/12/2004
dealing period
- 01/12/2004
debenture
- 01/12/2004
debt security
- 01/12/2004
DEC
- 01/12/2004
decision notice
- 01/12/2004
dedicated
- 01/12/2004
default rules
- 01/12/2004
deferred acquisition costs
- 01/12/2004
defined benefits pension scheme
- 01/12/2004
delivery by value
- 01/12/2004
deposit
- 01/12/2004
Deposit Guarantee Directive
- 01/12/2004
depositary
- 01/12/2004
deposit-taking firm
- 01/12/2004
derivative
- 01/12/2004
designated client bank account
- 01/12/2004
designated client fund account
- 01/12/2004
designated investment
- 01/12/2004
designated investment business
- 01/12/2004
designated investment exchange
- 01/12/2004
designated non-member
- 01/12/2004
designated professional body
- 01/12/2004
designated State or territory
- 01/12/2004
- 01/12/2004
DGD claim
- 01/12/2004
dilution
- 01/12/2004
dilution adjustment
- 01/12/2004
dilution levy
- 01/12/2004
Diploma Directives
- 01/12/2004
direct offer financial promotion
- 01/12/2004
directive friendly society
- 01/12/2004
director
- 01/12/2004
director function
- 01/12/2004
director of unincorporated association function
- 01/12/2004
Disciplinary Tribunal
- 01/12/2004
disclosable information
- 01/12/2004
discounting
- 01/12/2004
DISP
- 01/12/2004
distance contract
- 01/12/2004
Distance Marketing Directive
- 01/12/2004
Distance Marketing Regulations
- 01/12/2004
distance mortgage mediation contract
- 01/12/2004
distribution account
- 01/12/2004
- 01/12/2004
document
- 01/12/2004
document evidencing title
- 01/12/2004
domestic ECA provider
- 01/12/2004
drawdown mortgage
- 01/12/2004
durable medium
- 01/12/2004
Letter: E
early repayment charge
- 01/12/2004
ECA recipient
- 01/12/2004
ECA Regulations
- 01/12/2004
ECD Regulations
- 01/12/2004
ECO
- 01/12/2004
E-Commerce Directive
- 01/12/2004
EEA
- 01/12/2004
EEA authorisation
- 01/12/2004
EEA bank
- 01/12/2004
EEA banking and investment group
- 01/12/2004
EEA commodities market
- 01/12/2004
EEA consolidated group
- 01/12/2004
EEA ECA recipient
- 01/12/2004
EEA financial conglomerate
- 01/12/2004
EEA financial parent undertaking
- 01/12/2004
EEA firm
- 01/12/2004
EEA group large exposure
- 01/12/2004
EEA group risk own funds
- 01/12/2004
EEA group risk own funds requirement
- 01/12/2004
EEA insurer
- 01/12/2004
EEA investment business oversight function
- 01/12/2004
EEA Passport Rights Regulations
- 01/12/2004
EEA prudential sectoral legislation
- 01/12/2004
EEA regulated entity
- 01/12/2004
EEA regulator
- 01/12/2004
EEA right
- 01/12/2004
EEA State
- 01/12/2004
EEA UCITS management company
- 01/12/2004
effecting contracts of insurance
- 01/12/2004
- 01/12/2004
EIS fund
- 01/12/2004
EIS managed portfolio
- 01/12/2004
EIS manager
- 01/12/2004
EIS particulars
- 01/12/2004
EIS share
- 01/12/2004
EIS subscription
- 01/12/2004
Electing Participants Order
- 01/12/2004
Electing Participants Regulations
- 01/12/2004
electricity
- 01/12/2004
electronic commerce activity
- 01/12/2004
electronic commerce activity direction
- 01/12/2004
electronic commerce activity provider
- 01/12/2004
electronic commerce communication
- 01/12/2004
electronic money
- 01/12/2004
eligible
- 01/12/2004
eligible claimant
- 01/12/2004
eligible complainant
- 01/12/2004
eligible investment trust
- 01/12/2004
ELM
- 01/12/2004
ELM financial rules
- 01/12/2004
ELMI
- 01/12/2004
e-money
- 01/12/2004
E-Money Directive
- 01/12/2004
e-money electronic device
- 01/12/2004
e-money firm
- 01/12/2004
e-money float
- 01/12/2004
e-money float exposure
- 01/12/2004
e-money issue price
- 01/12/2004
e-money issuer
- 01/12/2004
e-money outstandings
- 01/12/2004
e-money scheme rules
- 01/12/2004
employee
- 01/12/2004
employers' liability insurance
- 01/12/2004
EMPS
- 01/12/2004
endowment assurance
- 01/12/2004
energy
- 01/12/2004
energy collective investment scheme
- 01/12/2004
energy investment
- 01/12/2004
energy market activity
- 01/12/2004
energy market participant
- 01/12/2004
ENF
- 01/12/2004
engage in investment activity
- 01/12/2004
entering as provider into a funeral plan contract
- 01/12/2004
entering into a regulated mortgage contract
- 01/12/2004
Enterprise Investment Scheme
- 01/12/2004
Enterprise Zone Property Unit Trust
- 01/12/2004
equity stake
- 01/12/2004
establishing, operating or winding up a collective investment scheme
- 01/12/2004
establishing, operating or winding up a regulated collective investment scheme
- 01/12/2004
establishing, operating or winding up a stakeholder pension scheme
- 01/12/2004
establishing, operating or winding up an unregulated collective investment scheme
- 01/12/2004
establishment
- 01/12/2004
establishment conditions
- 01/12/2004
establishment costs
- 01/12/2004
establishment costs levy
- 01/12/2004
European Economic Area
- 01/12/2004
evidential provision
- 01/12/2004
excluded material
- 01/12/2004
execute
- 01/12/2004
execution-only transaction
- 01/12/2004
executive procedures
- 01/12/2004
exempt activity
- 01/12/2004
exempt CAD firm
- 01/12/2004
exempt person
- 01/12/2004
exempt professional firm
- 01/12/2004
exempt regulated activity
- 01/12/2004
Exemption Order
- 01/12/2004
exposure
- 01/12/2004
ex-section 43 firm
- 01/12/2004
ex-section 43 lead regulated firm
- 01/12/2004
extraordinary resolution
- 01/12/2004
- 01/12/2004
Letter: F
facilities
- 01/12/2004
failure
- 01/12/2004
fee
- 01/12/2004
feeder fund
- 01/12/2004
fees and commission statement
- 01/12/2004
field representative
- 01/12/2004
final response
- 01/12/2004
final transfer value
- 01/12/2004
finance function
- 01/12/2004
Financial Action Task Force
- 01/12/2004
financial conglomerate
- 01/12/2004
financial conglomerate definition decision tree
- 01/12/2004
financial crime
- 01/12/2004
Financial Groups Directive
- 01/12/2004
Financial Groups Directive Regulations
- 01/12/2004
financial holding company
- 01/12/2004
financial institution
- 01/12/2004
Financial Ombudsman Service
- 01/12/2004
Financial Ombudsman Service Limited
- 01/12/2004
financial promotion
- 01/12/2004
Financial Promotion Order
- 01/12/2004
financial promotion rules
- 01/12/2004
financial sector
- 01/12/2004
Financial Services and Markets Tribunal
- 01/12/2004
Financial Services Compensation Scheme Limited
- 01/12/2004
financial services undertaking
- 01/12/2004
financial system
- 01/12/2004
- 01/12/2004
fire and natural forces
- 01/12/2004
firm
- 01/12/2004
First Life Directive
- 01/12/2004
First Non-Life Directive
- 01/12/2004
FIT
- 01/12/2004
fixed-sum credit
- 01/12/2004
flat rate benefits business friendly society
- 01/12/2004
foreign currency
- 01/12/2004
former member
- 01/12/2004
former Ombudsman
- 01/12/2004
former scheme
- 01/12/2004
former underwriting member
- 01/12/2004
forward price
- 01/12/2004
FOS Ltd
- 01/12/2004
Fourth Motor Insurance Directive
- 01/12/2004
free-standing additional voluntary contribution
- 01/12/2004
friendly society
- 01/12/2004
front end loaded
- 01/12/2004
FSA
- 01/12/2004
FSA consolidation rule
- 01/12/2004
FSA Register
- 01/12/2004
FSA regulated EEA financial conglomerate
- 01/12/2004
FSA scheme
- 01/12/2004
FSAVC
- 01/12/2004
- 01/12/2004
full BCDD credit institution
- 01/12/2004
full credit institution
- 01/12/2004
fund of funds scheme
- 01/12/2004
funds at Lloyd's
- 01/12/2004
funeral plan contract
- 01/12/2004
future
- 01/12/2004
futures and options scheme
- 01/12/2004
FX exposure
- 01/12/2004
FX exposure limit
- 01/12/2004
Letter: G
geared futures and options scheme
- 01/12/2004
geared scheme
- 01/12/2004
gearing
- 01/12/2004
GEN
- 01/12/2004
general client bank account
- 01/12/2004
general insurance business
- 01/12/2004
general insurance business liabilities
- 01/12/2004
general insurance business syndicate
- 01/12/2004
general insurance contract
- 01/12/2004
general levy
- 01/12/2004
general liability
- 01/12/2004
general prohibition
- 01/12/2004
general representative
- 01/12/2004
Gibraltar Order
- 01/12/2004
GISC facility
- 01/12/2004
global account
- 01/12/2004
Glossary
- 01/12/2004
goods in transit
- 01/12/2004
governing body
- 01/12/2004
governing function
- 01/12/2004
government and public security
- 01/12/2004
granting an e-money permission
- 01/12/2004
greenhouse gas emissions allowance
- 01/12/2004
gross accumulation share
- 01/12/2004
group
- 01/12/2004
group ISA
- 01/12/2004
group of closely related counterparties
- 01/12/2004
group personal equity plan
- 01/12/2004
group personal pension scheme
- 01/12/2004
group plan
- 01/12/2004
group policy
- 14/01/2004
group savings plan
- 01/12/2004
guarantee fund
- 01/12/2004
Letter: H
habitual residence
- 01/12/2004
half-yearly accounting period
- 01/12/2004
Handbook
- 01/12/2004
higher lending charge
- 01/12/2004
higher volatility fund
- 01/12/2004
historic price
- 01/12/2004
holder
- 01/12/2004
holding company
- 01/12/2004
Holloway sickness policy
- 01/12/2004
Home State
- 01/12/2004
Home State authorisation
- 01/12/2004
Home State regulator
- 01/12/2004
home territory
- 01/12/2004
Host State
- 01/12/2004
Host State regulator
- 01/12/2004
Letter: I
- 01/12/2004
ICD claim
- 01/12/2004
ICOB
- 01/12/2004
- 01/12/2004
identification evidence
- 01/12/2004
IFA pensions review claim
- 01/12/2004
illustration
- 01/12/2004
IMA SORP
- 01/12/2004
IMD insurance intermediary
- 01/12/2004
IMD insurance undertaking
- 01/12/2004
IMD minimum implementation provisions
- 01/12/2004
IMD reinsurance intermediary
- 01/12/2004
IMD reinsurance undertaking
- 01/12/2004
immediate group
- 01/12/2004
IMRO
- 01/12/2004
IMRO scheme
- 01/12/2004
in default
- 01/12/2004
income account
- 01/12/2004
income equalisation
- 01/12/2004
income property
- 01/12/2004
income share
- 01/12/2004
income unit
- 01/12/2004
income withdrawals
- 01/12/2004
incoming ECA provider
- 01/12/2004
incoming EEA firm
- 01/12/2004
incoming electronic commerce activity
- 01/12/2004
incoming electronic commerce communication
- 01/12/2004
incoming firm
- 01/12/2004
incoming Treaty firm
- 01/12/2004
incorporated friendly society
- 01/12/2004
independent expert
- 01/12/2004
Independent Investigator
- 01/12/2004
individual member
- 01/12/2004
individual pension account
- 01/12/2004
individual pension contract
- 01/12/2004
individual savings account
- 01/12/2004
industrial and provident society
- 01/12/2004
industrial assurance policy
- 01/12/2004
industry block
- 01/12/2004
information centre
- 01/12/2004
information society service
- 01/12/2004
inherited estate
- 01/12/2004
initial capital
- 01/12/2004
initial disclosure document (IDD)
- 01/12/2004
initial margin
- 01/12/2004
initial offer
- 01/12/2004
initial outlay
- 01/12/2004
initial price
- 01/12/2004
injunction
- 01/12/2004
injured party
- 01/12/2004
insider dealing
- 01/12/2004
insolvency order
- 01/12/2004
insolvent
- 01/12/2004
instrument constituting the scheme
- 01/12/2004
instrument of incorporation
- 01/12/2004
insurance accounts rules
- 01/12/2004
insurance business
- 01/12/2004
insurance business transfer
- 01/12/2004
insurance business transfer scheme
- 01/12/2004
insurance component
- 01/12/2004
insurance conglomerate
- 01/12/2004
Insurance Directives
- 01/12/2004
Insurance Groups Directive
- 01/12/2004
insurance holding company
- 01/12/2004
Insurance Intermediaries Order
- 01/12/2004
Insurance market activity
- 01/12/2004
Insurance market direction
- 01/12/2004
Insurance Mediation Directive
- 01/12/2004
Insurance Ombudsman scheme
- 01/12/2004
insurance sector
- 01/12/2004
insurance undertaking
- 01/12/2004
insurer
- 01/12/2004
intended retirement date
- 01/12/2004
interdict
- 01/12/2004
interested party
- 01/12/2004
interest-only mortgage
- 01/12/2004
interim accounting period
- 01/12/2004
interim income allocation date
- 01/12/2004
intermediaries offer
- 01/12/2004
intermediary
- 01/12/2004
intermediate broker
- 01/12/2004
intermediate customer
- 01/12/2004
Internal audit function
- 01/12/2004
internal controls
- 01/12/2004
inter-professional business
- 01/12/2004
inter-professional investment
- 01/12/2004
inter-syndicate reinsurance
- 01/12/2004
intra-group transactions
- 01/12/2004
introducer
- 01/12/2004
introducer appointed representative
- 01/12/2004
introducing broker
- 01/12/2004
introductory period
- 01/12/2004
investment
- 01/12/2004
investment adviser
- 01/12/2004
investment adviser (trainee) function
- 01/12/2004
investment adviser function
- 01/12/2004
investment agreement
- 01/12/2004
investment analyst
- 01/12/2004
investment business compensation scheme
- 01/12/2004
investment company with variable capital
- 01/12/2004
investment firm
- 01/12/2004
investment management firm
- 01/12/2004
investment management function
- 01/12/2004
investment manager
- 01/12/2004
Investment Ombudsman
- 01/12/2004
investment professional
- 01/12/2004
investment research
- 01/12/2004
investment service
- 01/12/2004
investment services conglomerate
- 01/12/2004
Investment Services Directive
- 01/12/2004
investment services sector
- 01/12/2004
investment transaction
- 01/12/2004
investment trust
- 01/12/2004
investment trust savings scheme
- 01/12/2004
Investor Compensation Directive
- 01/12/2004
IOSCO
- 01/12/2004
IPA
- 01/12/2004
IPA eligible investment
- 01/12/2004
IPRU
- 01/12/2004
IPRU(BANK)
- 01/12/2004
IPRU(BSOC)
- 01/12/2004
IPRU(FSOC)
- 01/12/2004
IPRU(INS)
- 01/12/2004
IPRU(INV)
- 01/12/2004
ISA
- 01/12/2004
ISA manager
- 01/12/2004
ISA Regulations
- 01/12/2004
ISA transfer
- 01/12/2004
- 01/12/2004
ISD instrument
- 01/12/2004
ISD investment firm
- 01/12/2004
issue
- 01/12/2004
issue price
- 01/12/2004
issuer
- 01/12/2004
issuing e-money
- 01/12/2004
Letter: J
joint enterprise
- 01/12/2004
Letter: K
key features
- 01/12/2004
key individual
- 01/12/2004
kind of control
- 01/12/2004
know your business information
- 01/12/2004
Letter: L
land vehicles
- 01/12/2004
large business customer
- 01/12/2004
large company
- 01/12/2004
large deal
- 01/12/2004
large e-money float exposure
- 01/12/2004
large mutual association
- 01/12/2004
large order, quote or transaction
- 01/12/2004
large partnership
- 01/12/2004
larger denomination share
- 01/12/2004
lead regulated firm
- 01/12/2004
leading insurer
- 01/12/2004
legal expenses
- 01/12/2004
liability of ships
- 01/12/2004
liability subject to compulsory insurance
- 01/12/2004
liability to a policyholder
- 01/12/2004
life and annuity
- 01/12/2004
life policy
- 01/12/2004
lifetime mortgage
- 01/12/2004
LIFFE
- 01/12/2004
limit of indemnity
- 01/12/2004
limitation
- 01/12/2004
limited issue share
- 01/12/2004
limited issue unit
- 01/12/2004
limited liability partnership
- 01/12/2004
limited redemption arrangements
- 01/12/2004
linked benefit
- 01/12/2004
linked borrowing
- 01/12/2004
linked deposits
- 01/12/2004
linked life stakeholder product
- 06/04/2004
linked long-term
- 01/12/2004
listed
- 01/12/2004
listed activity
- 01/12/2004
listed security
- 01/12/2004
listing rules
- 01/12/2004
LLD
- 01/12/2004
Lloyd's actuary
- 01/12/2004
Lloyd's Arbitration Scheme
- 01/12/2004
Lloyd's Members' Ombudsman
- 01/12/2004
Lloyd's policy
- 01/12/2004
Lloyd's Return
- 01/12/2004
local
- 01/12/2004
long-term care insurance contract
- 01/12/2004
long-term insurance business
- 01/12/2004
long-term insurance business assets
- 01/12/2004
long-term insurance business liabilities
- 01/12/2004
long-term insurance business syndicate
- 01/12/2004
long-term insurance contract
- 01/12/2004
long-term insurer
- 01/12/2004
lower required amount
- 01/12/2004
lower tier two capital
- 01/12/2004
Letter: M
main investment services undertaking
- 01/12/2004
making arrangements with a view to regulated mortgage contracts
- 01/12/2004
making arrangements with a view to transactions in investments
- 01/12/2004
management accounts
- 01/12/2004
management expenses
- 01/12/2004
management expenses levy
- 01/12/2004
manager
- 01/12/2004
managing agent
- 01/12/2004
managing investments
- 01/12/2004
managing the underwriting capacity of a Lloyd's syndicate as a managing agent at Lloyd's
- 01/12/2004
mandate rules
- 01/12/2004
MAR
- 01/12/2004
margin
- 01/12/2004
margin of solvency
- 01/12/2004
margined contract
- 01/12/2004
margined transaction
- 01/12/2004
market abuse regime
- 01/12/2004
market contract
- 01/12/2004
market counterparty
- 01/12/2004
market maker
- 01/12/2004
market value
- 01/12/2004
marketable investment
- 01/12/2004
marketing
- 01/12/2004
mark-up or mark-down
- 01/12/2004
marriage and birth
- 01/12/2004
matched principal broker
- 01/12/2004
material holding
- 01/12/2004
material interest
- 01/12/2004
material outsourcing
- 01/12/2004
mathematical reserves
- 01/12/2004
maxi-ISA
- 01/12/2004
MCAS scheme
- 01/12/2004
MCOB
- 01/12/2004
means of distance communication
- 01/12/2004
media firm
- 01/12/2004
member
- 01/12/2004
member society
- 01/12/2004
members' adviser
- 01/12/2004
members' agent
- 01/12/2004
member's margin
- 01/12/2004
membership of a Lloyd's syndicate
- 01/12/2004
MIIC
- 01/12/2004
mini-ISA
- 01/12/2004
minimum levy
- 01/12/2004
miscellaneous financial loss
- 01/12/2004
misleading statements and practices offence
- 01/12/2004
mixed financial holding company
- 01/12/2004
mixed remittance
- 01/12/2004
mixed-activity holding company
- 01/12/2004
mixed-activity insurance holding company
- 01/12/2004
ML
- 01/12/2004
- 01/12/2004
Model Code
- 01/12/2004
money
- 01/12/2004
money laundering
- 01/12/2004
Money Laundering Directive
- 01/12/2004
Money Laundering Regulations
- 01/12/2004
money laundering reporting function
- 01/12/2004
money laundering reporting officer
- 01/12/2004
money service business
- 01/12/2004
money service operator
- 01/12/2004
money-market instrument
- 01/12/2004
money-market scheme
- 01/12/2004
money-purchase benefits
- 01/12/2004
money-purchase occupational scheme
- 01/12/2004
month
- 01/12/2004
mortgage administrator
- 01/12/2004
mortgage adviser
- 01/12/2004
Mortgage and General Insurance Complaints Transitional Order
- 01/12/2004
mortgage arranger
- 01/12/2004
mortgage credit card
- 01/12/2004
mortgage intermediary
- 01/12/2004
mortgage lender
- 01/12/2004
mortgage mediation activity
- 01/12/2004
mortgage shortfall debt
- 01/12/2004
most important financial sector
- 01/12/2004
Motor Insurers' Information Centre
- 01/12/2004
motor vehicle liability
- 01/12/2004
motor vehicle liability insurance business
- 01/12/2004
motor vehicle liability insurer
- 01/12/2004
multilateral development bank
- 01/12/2004
Letter: N
name-passing broker
- 01/12/2004
national bureau
- 01/12/2004
national guarantee fund
- 01/12/2004
natural gas
- 01/12/2004
NCIS
- 01/12/2004
near cash
- 01/12/2004
net accumulation share
- 01/12/2004
net central assets
- 01/12/2004
net FX open currency position
- 01/12/2004
network
- 01/12/2004
Network Code
- 01/12/2004
nominee company
- 01/12/2004
non-authorised Voluntary Jurisdiction participant
- 01/12/2004
non-core investment service
- 01/12/2004
non-directive friendly society
- 01/12/2004
non-directive insurer
- 01/12/2004
non-discretionary management agreement
- 01/12/2004
non-EEA bank
- 01/12/2004
non-executive director
- 01/12/2004
non-executive director function
- 01/12/2004
Non-Exempt Activities Order
- 01/12/2004
Non-Life Directives
- 01/12/2004
non-mainstream regulated activity
- 01/12/2004
non-market-price transaction
- 01/12/2004
non-real time financial promotion
- 01/12/2004
non-stakeholder CTF
- 01/12/2004
non-UCITS retail scheme
- 01/12/2004
non-UCITS scheme
- 01/12/2004
normally resident
- 01/12/2004
notice of discontinuance
- 01/12/2004
notice of intention
- 01/12/2004
notification rule
- 01/12/2004
notified point
- 01/12/2004
notional principal
- 01/12/2004
Letter: O
occupational pension fund management business
- 01/12/2004
occupational pension scheme
- 01/12/2004
OECD
- 01/12/2004
OEIC
- 01/12/2004
OEIC Regulations
- 01/12/2004
offer
- 01/12/2004
offer document
- 01/12/2004
offer for cash
- 01/12/2004
offer price
- 01/12/2004
offeree
- 01/12/2004
offeror
- 01/12/2004
off-exchange
- 01/12/2004
officer
- 01/12/2004
oil
- 01/12/2004
oil collective investment scheme
- 01/12/2004
oil investment
- 01/12/2004
oil market activity
- 01/12/2004
oil market participant
- 01/12/2004
Ombudsman
- 01/12/2004
Ombudsman Transitional Order
- 01/12/2004
OMPS
- 01/12/2004
one-off transaction
- 01/12/2004
on-exchange
- 01/12/2004
open
- 01/12/2004
open to review
- 01/12/2004
open-ended investment company
- 01/12/2004
open-market option
- 01/12/2004
operator
- 01/12/2004
OPS activity
- 01/12/2004
OPS collective investment scheme
- 01/12/2004
OPS firm
- 01/12/2004
option
- 01/12/2004
organisation
- 01/12/2004
OTC
- 01/12/2004
OTC derivative
- 01/12/2004
other personal wealth
- 01/12/2004
outgoing ECA provider
- 01/12/2004
outgoing electronic commerce communication
- 01/12/2004
outsourcing
- 01/12/2004
over the counter
- 01/12/2004
overall financial sector
- 01/12/2004
overseas clearing house
- 01/12/2004
overseas financial services institution
- 01/12/2004
overseas firm
- 01/12/2004
overseas introducing broker
- 01/12/2004
overseas investment exchange
- 01/12/2004
overseas long-term insurer
- 01/12/2004
overseas person
- 01/12/2004
overseas regulator
- 01/12/2004
own account dealer
- 01/12/2004
own account order
- 01/12/2004
own account transaction
- 01/12/2004
own funds
- 01/12/2004
own funds requirement
- 01/12/2004
ownership share
- 01/12/2004
own-initiative power
- 01/12/2004
Letter: P
packaged product
- 01/12/2004
parent undertaking
- 01/12/2004
parental responsibility
- 01/12/2004
Part 30 exemption order
- 01/12/2004
Part IV permission
- 01/12/2004
Part XX exemption
- 01/12/2004
participant
- 01/12/2004
participant firm
- 01/12/2004
participating deposit-taker
- 01/12/2004
participating institution
- 01/12/2004
participating security
- 01/12/2004
participation
- 01/12/2004
partner
- 01/12/2004
partner function
- 01/12/2004
partnership
- 01/12/2004
- 01/12/2004
payment holiday
- 01/12/2004
pending application
- 01/12/2004
penny share
- 01/12/2004
pension annuity
- 01/12/2004
pension buy-out contract
- 01/12/2004
pension contract
- 01/12/2004
pension fund management
- 01/12/2004
pension fund management contract
- 01/12/2004
pension opt-out
- 01/12/2004
pension policy
- 01/12/2004
pension scheme
- 01/12/2004
pension transfer
- 01/12/2004
pension transfer specialist
- 01/12/2004
pension transfer specialist function
- 01/12/2004
PEP
- 01/12/2004
PEP manager
- 01/12/2004
PEP transfer
- 01/12/2004
periodic statement
- 01/12/2004
permanent health
- 01/12/2004
permission
- 01/12/2004
permitted activity
- 01/12/2004
permitted asset exposure limit
- 01/12/2004
permitted counterparty exposure limit
- 01/12/2004
permitted immovable
- 01/12/2004
permitted third party
- 01/12/2004
person
- 01/12/2004
personal account transaction
- 01/12/2004
personal equity plan
- 01/12/2004
Personal Insurance Arbitration Service
- 01/12/2004
personal investment firm
- 01/12/2004
personal pension contract
- 01/12/2004
personal pension policy
- 01/12/2004
personal pension scheme
- 01/12/2004
personal recommendation
- 01/12/2004
PIA
- 01/12/2004
PIA Ombudsman scheme
- 01/12/2004
plan investor
- 01/12/2004
plan manager
- 01/12/2004
plan register
- 01/12/2004
plan shares
- 01/12/2004
plan units
- 01/12/2004
plastic card
- 01/12/2004
policy
- 01/12/2004
policyholder
- 01/12/2004
POS Regulations
- 01/12/2004
post
- 01/12/2004
Post-BCCI Directive
- 01/12/2004
post-sale notice
- 01/12/2004
power of intervention
- 01/12/2004
- 01/12/2004
precious metals
- 01/12/2004
predecessor scheme
- 01/12/2004
preliminary charge
- 01/12/2004
premium
- 01/12/2004
premium trust fund
- 01/12/2004
pre-sale notice
- 01/12/2004
prescribed market
- 01/12/2004
Prescribed Markets and Qualifying Investments Order
- 01/12/2004
prescribed pricing basis
- 01/12/2004
previous regulator
- 01/12/2004
price
- 01/12/2004
price information
- 01/12/2004
price stabilising rules
- 01/12/2004
price taking system
- 01/12/2004
primary pooling event
- 01/12/2004
PRIN
- 01/12/2004
principal
- 01/12/2004
Principle
- 01/12/2004
Principles and Practices of Financial Management
- 01/12/2004
private customer
- 01/12/2004
private person
- 01/12/2004
procuration fee
- 01/12/2004
product provider
- 01/12/2004
PROF
- 01/12/2004
professional firm
- 01/12/2004
prohibition order
- 01/12/2004
projection
- 01/12/2004
projection date
- 01/12/2004
property enterprise trust
- 01/12/2004
property investment company
- 01/12/2004
property related assets
- 01/12/2004
property scheme
- 01/12/2004
prospectus
- 01/12/2004
protected claim
- 01/12/2004
protected contract of insurance
- 01/12/2004
protected deposit
- 01/12/2004
protected investment business
- 01/12/2004
protected items
- 01/12/2004
protected mortgage business
- 01/12/2004
protected non-investment insurance mediation
- 01/12/2004
providing qualifying credit
- 01/12/2004
PRU
- 01/12/2004
prudential context
- 01/12/2004
public announcement
- 01/12/2004
public offer
- 01/12/2004
published recommendation
- 01/12/2004
pure protection contract
- 01/12/2004
pure reinsurer
- 01/12/2004
Letter: Q
qualified investor scheme
- 01/12/2004
qualified valuer
- 01/12/2004
qualifying credit
- 01/12/2004
qualifying debt security
- 01/12/2004
qualifying investment
- 01/12/2004
qualifying liquid asset
- 01/12/2004
quantification date
- 01/12/2004
quasi-derivative contract
- 01/12/2004
Letter: R
railway rolling stock
- 01/12/2004
RCH
- 01/12/2004
- 01/12/2004
readily realisable investment
- 01/12/2004
readily realisable security
- 01/12/2004
real time financial promotion
- 01/12/2004
REC
- 01/12/2004
receivable
- 01/12/2004
recognised clearing house
- 01/12/2004
recognised investment exchange
- 01/12/2004
recognised overseas clearing house
- 01/12/2004
recognised overseas investment exchange
- 01/12/2004
recognised professional body
- 01/12/2004
recognised scheme
- 01/12/2004
recognised third country investment firm
- 01/12/2004
recognition order
- 01/12/2004
recognition requirement
- 01/12/2004
Recognition Requirements Regulations
- 01/12/2004
redemption
- 01/12/2004
redemption charge
- 01/12/2004
redemption price
- 01/12/2004
redemption right
- 01/12/2004
register
- 01/12/2004
registered branch
- 01/12/2004
registered contact
- 01/12/2004
registered friendly society
- 01/12/2004
regular user
- 01/12/2004
Regulated Activities Order
- 01/12/2004
regulated activity
- 01/12/2004
regulated activity debt
- 01/12/2004
regulated collective investment scheme
- 01/12/2004
regulated entity
- 01/12/2004
regulated institution
- 01/12/2004
regulated insurance entity
- 01/12/2004
regulated lifetime mortgage contract
- 01/12/2004
regulated market
- 01/12/2004
regulated mortgage activity
- 01/12/2004
regulated mortgage contract
- 01/12/2004
regulatory body
- 01/12/2004
regulatory capital resources
- 01/12/2004
regulatory costs
- 01/12/2004
Regulatory Decisions Committee
- 01/12/2004
regulatory function
- 01/12/2004
regulatory objectives
- 01/12/2004
regulatory provisions
- 01/12/2004
regulatory system
- 01/12/2004
reinsurance mediation
- 01/12/2004
reinsurance to close
- 01/12/2004
related designated investment
- 01/12/2004
relevant business
- 01/12/2004
relevant charitable scheme
- 01/12/2004
relevant collateral
- 01/12/2004
relevant commencement date
- 01/12/2004
relevant competent authorities
- 01/12/2004
relevant complaint
- 01/12/2004
relevant date
- 01/12/2004
relevant existing complaint
- 01/12/2004
relevant financial services company
- 01/12/2004
relevant former scheme
- 01/12/2004
relevant function
- 01/12/2004
relevant general insurance contract
- 01/12/2004
relevant information
- 01/12/2004
relevant issuer
- 01/12/2004
relevant net premium income
- 01/12/2004
relevant new complaint
- 01/12/2004
relevant office-holder
- 01/12/2004
relevant pension scheme
- 01/12/2004
relevant person
- 01/12/2004
relevant product
- 01/12/2004
relevant regulated activities
- 01/12/2004
relevant scheme
- 01/12/2004
- 01/12/2004
relevant transitional complaint
- 01/12/2004
remedial direction
- 01/12/2004
remuneration
- 01/12/2004
renewal
- 01/12/2004
repayment mortgage
- 01/12/2004
repayment vehicle
- 01/12/2004
repo
- 01/12/2004
reportable large exposure
- 01/12/2004
reportable transaction
- 01/12/2004
reporting accountant
- 01/12/2004
repossess
- 01/12/2004
required amount
- 01/12/2004
required function
- 01/12/2004
required margin of solvency
- 01/12/2004
required minimum margin
- 01/12/2004
requirement
- 01/12/2004
requiring or encouraging
- 01/12/2004
requisite details
- 01/12/2004
responsible person
- 01/12/2004
restricted credit
- 01/12/2004
restricted-use credit agreement
- 01/12/2004
retail securitised derivative
- 01/12/2004
retirement annuity
- 01/12/2004
retirement fund
- 01/12/2004
revenue allocated CTF
- 01/12/2004
- 01/12/2004
rights to or interests in investments
- 01/12/2004
risk assessment function
- 01/12/2004
risk concentration
- 01/12/2004
- 01/12/2004
- 01/12/2004
rolling spot forex contract
- 01/12/2004
roll-up of interest mortgage
- 01/12/2004
rule
- 01/12/2004
running-account credit
- 01/12/2004
Letter: S
safe custody investment
- 01/12/2004
safeguarding and administering investments
- 01/12/2004
safeguarding and administration of assets (without arranging)
- 01/12/2004
sale
- 01/12/2004
sale shortfall
- 01/12/2004
salvage right
- 01/12/2004
SARs
- 01/12/2004
scheme
- 01/12/2004
scheme holding
- 01/12/2004
scheme management activity
- 01/12/2004
scheme of arrangement
- 01/12/2004
scheme of operations
- 01/12/2004
scheme particulars
- 01/12/2004
scheme property
- 01/12/2004
scheme report
- 01/12/2004
SDRT provision
- 01/12/2004
Second Life Directive
- 01/12/2004
Second Non-Life Directive
- 01/12/2004
secondary material
- 01/12/2004
secondary pooling event
- 01/12/2004
section 43 capital requirements
- 01/12/2004
sectoral rules
- 01/12/2004
secured debt
- 01/12/2004
secured lending
- 01/12/2004
securities and futures firm
- 01/12/2004
securities scheme
- 01/12/2004
securitisation
- 01/12/2004
securitised derivative
- 01/12/2004
security
- 01/12/2004
segregated client
- 01/12/2004
sell
- 01/12/2004
sending dematerialised instructions
- 01/12/2004
senior manager
- 01/12/2004
senior staff committee
- 01/12/2004
series of transactions
- 01/12/2004
SERV
- 01/12/2004
service company
- 01/12/2004
service conditions
- 01/12/2004
SETS
- 01/12/2004
settlement agent
- 01/12/2004
Seventh Company Law Directive
- 01/12/2004
SFA
- 01/12/2004
SFA Complaints Bureau
- 01/12/2004
SFA Consumer Arbitration Scheme
- 01/12/2004
SFA scheme
- 01/12/2004
share
- 01/12/2004
shared appreciation mortgage
- 01/12/2004
shareholder
- 01/12/2004
ships
- 01/12/2004
shortfall
- 01/12/2004
sickness
- 01/12/2004
sickness or distressed circumstances contract
- 01/12/2004
SIFA
- 01/12/2004
significant influence function
- 01/12/2004
significant management (designated investment business) function
- 01/12/2004
significant management (financial resources) function
- 01/12/2004
significant management (insurance underwriting) function
- 01/12/2004
significant management (other business operations) function
- 01/12/2004
significant management (settlements) function
- 01/12/2004
significant management function
- 01/12/2004
Single Market Directives
- 01/12/2004
single-priced AUT
- 01/12/2004
skilled person
- 01/12/2004
small business
- 01/12/2004
small e-money issuer
- 01/12/2004
small e-money issuer certificate
- 01/12/2004
small friendly society function
- 01/12/2004
small personal investment firm
- 01/12/2004
small self-administered scheme
- 01/12/2004
smaller denomination share
- 01/12/2004
smallest financial sector
- 01/12/2004
social housing firm
- 01/12/2004
social insurance
- 01/12/2004
Society
- 01/12/2004
- 01/12/2004
Society's basic market activity
- 01/12/2004
Society's regulatory functions
- 01/12/2004
Society's secondary market activity
- 01/12/2004
soft commission agreement
- 01/12/2004
sole trader
- 01/12/2004
sole trader function
- 01/12/2004
solicited real time financial promotion
- 01/12/2004
solo capital resources
- 01/12/2004
solo capital resources requirement
- 01/12/2004
solvency deficit
- 01/12/2004
special purpose vehicle
- 01/12/2004
specific costs
- 01/12/2004
specific costs levy
- 01/12/2004
specific non-real time financial promotion
- 01/12/2004
specified investment
- 01/12/2004
spread bet
- 01/12/2004
- 01/12/2004
stabilising action
- 01/12/2004
stabilising manager
- 01/12/2004
stabilising period
- 01/12/2004
stabilising price
- 01/12/2004
stakeholder pension scheme
- 01/12/2004
standard terms
- 01/12/2004
standing independent valuer
- 01/12/2004
State of the commitment
- 01/12/2004
State of the risk
- 01/12/2004
Statement of Principle
- 01/12/2004
statutory notice
- 01/12/2004
statutory notice associated decision
- 01/12/2004
statutory notice decision
- 01/12/2004
stochastic projection
- 01/12/2004
stock lending
- 01/12/2004
stock lending activity
- 01/12/2004
stocks and shares component
- 01/12/2004
store card
- 01/12/2004
structured capital-at-risk product
- 01/12/2004
structured deposit
- 01/12/2004
sub-fund
- 01/12/2004
sub-group
- 01/12/2004
sub-scheme
- 01/12/2004
subsidiary
- 01/12/2004
subsidiary undertaking
- 01/12/2004
sufficiency liquid
- 01/12/2004
suitability letter
- 01/12/2004
SUP
- 01/12/2004
supervisory notice
- 01/12/2004
supplementary levy
- 01/12/2004
suretyship
- 01/12/2004
surrender value
- 01/12/2004
Swiss general insurance company
- 01/12/2004
Swiss Treaty Agreement
- 01/12/2004
syndicate
- 01/12/2004
syndicate year
- 01/12/2004
synthetic cash
- 01/12/2004
synthetic future
- 01/12/2004
SYSC
- 01/12/2004
systems and controls function
- 01/12/2004
Letter: T
table of controlled functions
- 01/12/2004
takeover bid
- 01/12/2004
Takeover Code
- 01/12/2004
takeover or related operation
- 01/12/2004
Takeover Panel
- 01/12/2004
tariff of charges
- 01/12/2004
tax exempt policy
- 01/12/2004
TC
- 01/12/2004
technical provision
- 01/12/2004
terminating event
- 01/12/2004
terms of business
- 01/12/2004
Third Life Directive
- 01/12/2004
Third Non-Life Directive
- 01/12/2004
third-country banking and investment group
- 01/12/2004
third-country competent authority
- 01/12/2004
third-country financial conglomerate
- 01/12/2004
third-country group
- 01/12/2004
threshold condition
- 01/12/2004
tied product
- 01/12/2004
tier one capital
- 01/12/2004
tier two capital
- 01/12/2004
tontines
- 01/12/2004
top-up cover
- 01/12/2004
top-up permission
- 01/12/2004
total amount payable
- 01/12/2004
total charge for credit
- 01/12/2004
tradable renewable energy credit
- 01/12/2004
traded life policy
- 01/12/2004
traded on
- 01/12/2004
transaction
- 01/12/2004
transaction report
- 01/12/2004
transaction-specific advice
- 01/12/2004
transfer value analysis
- 01/12/2004
transferable security
- 01/12/2004
transitional complaints scheme
- 01/12/2004
Treaty
- 01/12/2004
Treaty activity
- 01/12/2004
Treaty firm
- 01/12/2004
Treaty right
- 01/12/2004
Tribunal
- 01/12/2004
trust deed
- 01/12/2004
trust scheme rules
- 01/12/2004
trustee
- 01/12/2004
trustee firm
- 01/12/2004
Type P projection
- 01/12/2004
Type Q projection
- 01/12/2004
Letter: U
UCITS Directive
- 01/12/2004
UCITS firm
- 01/12/2004
UCITS investment firm
- 01/12/2004
UCITS management company
- 01/12/2004
UCITS qualifier
- 01/12/2004
UCITS scheme
- 01/12/2004
UK
- 01/12/2004
UK bank
- 01/12/2004
UK consolidated group
- 01/12/2004
UK domestic firm
- 01/12/2004
UK ECA recipient
- 01/12/2004
UK financial parent undertaking
- 01/12/2004
UK firm
- 01/12/2004
UK group large exposure
- 01/12/2004
UK group risk own funds
- 01/12/2004
UK group risk own funds requirement
- 01/12/2004
UK insurance intermediary
- 01/12/2004
UK insurer
- 01/12/2004
UK-deposit insurer
- 01/12/2004
UKLA
- 01/12/2004
ultimate parent undertaking
- 01/12/2004
umbrella
- 01/12/2004
umbrella scheme
- 01/12/2004
unauthorised person
- 01/12/2004
undertaking
- 01/12/2004
- 01/12/2004
underwriting capacity of a Lloyd's syndicate
- 01/12/2004
Unfair Terms Regulations
- 01/12/2004
unit
- 01/12/2004
unit trust scheme
- 01/12/2004
United Kingdom
- 01/12/2004
unitholder
- 01/12/2004
unitisation
- 01/12/2004
units in existence
- 01/12/2004
unregulated activity
- 01/12/2004
unregulated collective investment scheme
- 01/12/2004
unsecured lending
- 01/12/2004
unsolicited real time financial promotion
- 01/12/2004
upper tier two capital
- 01/12/2004
Letter: V
valuation point
- 01/12/2004
venture capital business
- 01/12/2004
venture capital contact
- 01/12/2004
venture capital firm
- 01/12/2004
venture capital investment
- 01/12/2004
version 1 credit union
- 01/12/2004
version 2 credit union
- 01/12/2004
VJ participant
- 01/12/2004
Voluntary Jurisdiction
- 01/12/2004
voting power
- 01/12/2004
Letter: W
waiver
- 01/12/2004
warning notice
- 01/12/2004
warrant
- 01/12/2004
warrant scheme
- 01/12/2004
weather derivative
- 01/12/2004
welfare trust
- 01/12/2004
whole life assurance
- 01/12/2004
wholesale depositor
- 01/12/2004
wholesale market broker
- 01/12/2004
with-profits business
- 01/12/2004
with-profits fund
- 01/12/2004
with-profits policy
- 01/12/2004
with-profits policyholder
- 01/12/2004
with-profits practices
- 01/12/2004
with-profits principles
- 01/12/2004
Letter: Z
zero weighted asset
- 01/12/2004
Zone A country
- 01/12/2004
Zone A credit institution
- 01/12/2004