Term
Definition
Letter: A
admission to trading
(3) (elsewhere in the Handbook)(in relation to an investment and an exchange) the process by which the exchange permits members of the exchange to enter into transactions in that investment under and subject to the rules of the exchange.
- 22/12/2006
alternative projection
(in COBS) a projection calculated on the basis described in paragraph 1.5R of the projection rules (COBS 13 Annex 2), rather than in accordance with the remainder of those rules.
- 01/11/2007
alternative standardised approach
one of the following:
(a) a version of the standardised approach to operational risk under which a firm uses different indicators for certain business lines as referred to in BIPRU 6.4.19 R (The alternative standardised approach);
(b) (where the approach in (a) is being applied on a consolidated basis) the method in (a) as applied on a consolidated basis in accordance with BIPRU 8 (Group risk - consolidation); or
(c) when the reference is to the rules of or administered by a regulatory body other than the
FSA, whatever corresponds to the approach in (a) or (b), as the case may be, under those rules.
- 01/01/2007
alternatively secured pension
(as defined in paragraph 5 of Schedule 28 to the Finance Act 2004) income withdrawal.
- 06/04/2006